SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HEISER JAMES S

(Last) (First) (Middle)
DUCOMMUN INCORPORATED
111 W. OCEAN BOULEVARD, SUITE 900

(Street)
LONG BEACH CA 90802-7901

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DUCOMMUN INC /DE/ [ DCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CFO & Gen. Cnsl.
3. Date of Earliest Transaction (Month/Day/Year)
12/02/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/02/2003 M 2,500 A $12.875 9,319 D
Common Stock 12/02/2003 M 1,000 A $10.625 10,319 D
Common Stock 12/02/2003 M 1,250 A $13 11,569 D
Common Stock 12/02/2003 M 6,250 A $13.2 17,819 D
Common Stock 12/02/2003 F 8,445 D $22.5 9,374 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option - right to buy(1) $12.875 12/02/2003 M 2,500 01/27/2000(2) 01/26/2006 Common Stock 2,500 $0 0 D
Option - right to buy(1) $10.625 12/02/2003 M 1,000 01/26/2001(3) 01/25/2007 Common Stock 1,000 $0 1,000 D
Option - right to buy(1) $13 12/02/2003 M 1,250 01/24/2002(4) 01/23/2008 Common Stock 1,250 $0 2,500 D
Option - right to buy(1) $13.2 12/02/2003 M 6,250 08/02/2002(5) 08/01/2008 Common Stock 6,250 $0 12,500 D
Explanation of Responses:
1. The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
2. The option vested in four equal parts on January 27, 2000, 2001, 2002 and 2003.
3. The option will vest in four equal installments on January 26, 2001, 2002, 2003 and 2004.
4. The option will vest in four equal installments on January 24, 2002, 2003, 2004 and 2005.
5. The option will vest in four equal installments on August 2, 2002, 2003, 2004 and 2005.
/s/ James S. Heiser 12/03/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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