SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
REARDON ANTHONY J

(Last) (First) (Middle)
200 SANDPOINTE AVENUE
#700

(Street)
SANTA ANA CA 92707

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DUCOMMUN INC /DE/ [ DCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/20/2018 M 7,500 A $15.92 47,723 D
Common Stock 04/20/2018 F 5,613 D $31.65 42,110 D
Common Stock 04/20/2018 M 5,500 A $25.51 47,610 D
Common Stock 04/20/2018 F 4,961 D $31.65 42,649 D
Common Stock 04/20/2018 M 5,500 A $24.9 48,149 D
Common Stock 04/20/2018 F 4,907 D $31.65 43,242 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option - Right to Buy(1) $15.92 04/20/2018 M 7,500 03/23/2018(2) 03/23/2023 Common Stock 7,500 $0.00 15,000 D
Option - Right to Buy(1) $25.51 04/20/2018 M 5,500 03/30/2018(3) 03/30/2022 Common Stock 5,500 $0.00 5,500 D
Option - Right to Buy(1) $24.9 04/20/2018 M 5,500 03/18/2018(4) 03/18/2021 Common Stock 5,500 $0.00 0 D
Explanation of Responses:
1. The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans.
2. The option vested or will vest as to 7,500 shares on each of March 23, 2017, 2018, 2019 and 2020.
3. The option vested or will vest as to 5,500 shares on each of March 30, 2016, 2017, 2018 and 2019.
4. The option vested as to 5,500 shares on each of March 18, 2015, 2016, 2017 and 2018.
Remarks:
Anthony J. Reardon 04/24/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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