SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
POLLACK MICHAEL G

(Last) (First) (Middle)
DUCOMMUN INCORPORATED
23301 WILMINGTON AVE.

(Street)
CARSON CA 90745-6209

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/04/2010
3. Issuer Name and Ticker or Trading Symbol
DUCOMMUN INC /DE/ [ DCO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP - Sales and Marketing
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option - Right to Buy(1) 04/04/2008 04/03/2011 Common Stock 1,250 23.4 D
Option - Right to Buy(1) 06/23/2008 06/22/2011 Common Stock 600 19.9 D
Option - Right to Buy(1) 06/30/2008(2) 06/29/2012 Common Stock 1,750 16.91 D
Option - Right to Buy(1) 06/26/2008(3) 06/25/2013 Common Stock 2,250 19.05 D
Option - Right to Buy(1) 06/26/2008(4) 06/25/2014 Common Stock 4,000 25.82 D
Option - Right to Buy(1) 06/18/2009(5) 06/17/2015 Common Stock 5,000 24.34 D
Option - Right to Buy(1) 06/29/2010(6) 06/28/2016 Common Stock 5,000 18.23 D
Explanation of Responses:
1. The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee stock Option Plans, which are Rule 16b-3 plans.
2. The option vested as to 875 shares on each of June 30, 2008 and June 30, 2009.
3. The option vested as to 750 shares on each of June 26, 2008 and June 26, 2009, and will vest as to 750 shares on June 26, 2010.
4. The option vested as to 1,000 shares on each of June 26, 2008 and June 26, 2009, and will vest as to 1,000 shares on each of June 26, 2010 and June 26, 2011.
5. The option vested as to 1,250 shares on June 18, 2009, and will vest as to 1,250 shares on each of June 18, 2010, June 18, 2011 and June 18, 2012.
6. The option will vest as to 1,250 shares on each of June 29, 2010, June 29, 2011, June 29, 2012 and June 29, 2013.
/s/ Michael G. Pollack 01/27/2010
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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